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Single Assessment Framework version

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GO Online: Inspection toolkit

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Consent to care and treatment

Person-centred care requires providers to be upfront with the people you support and seek their consent. This will require strong understanding of adhering to people’s rights in order to involve them in decisions about their care.

The following film provides a summary of this area of inspection. It can help you and your teams learn about what will be inspected and what is important to demonstrate to deliver good or outstanding care.

Introducing Consent to care and treatment

Duration 01 min 45 sec

Care and treatment must only be provided with the consent of the person you support.

This area of CQC inspection looks at how you manage and support people’s consent.

The CQC will want to know how your service is always supporting people to make their own decisions in line with the latest legislation and guidance.

Inducting new staff and refreshing learning is important … but you should also remember to check staff understanding and assess their confidence. Discussions in one-to-ones, team meetings and when shadowing colleagues can help.

Your managers should have a deeper understanding of consent, enabling them to respond to escalated issues from the staff team.

The regular monitoring of people’s mental capacity and associated assessments is important, as well as recording this information.

Where people lack capacity, best interest decisions may need to be made on their behalf.

The inspection may also focus on awareness and understanding of people’s liberty safeguards.

CQC inspectors will seek to interview people, their family, friends, and advocates when looking at consent.

Documented evidence may be asked for, including:

  • consent to care and treatment records
  • records of assessments of mental capacity
  • best interests decision-making records
  • DoLS application forms
  • Do Not Attempt CPR ‘notices’ in files
  • and associated policies and procedures.

To learn more about how to be effective at People’s Consent, look at GO Online’s recommendations, examples, and resources.

Watch the film here: https://vimeo.com/788207221

Recommendations

These recommendations act as a checklist to what the CQC will be looking for. Skills for Care has reviewed hundreds of inspection reports and identified these recommendations as recurring good practice in providers that meet CQC expectations.

The CQC is non-prescriptive, which means they don’t tell you what must be done in order to meet their Quality Statement. These recommendations are not intended to be a definitive list and some recommendations might not be relevant to your service. We hope they help you reflect on what evidence you might wish to share with the CQC.

Consent to care and treatment

  • We ensure that the people we support understand their rights.
  • Consent is an integral part of the care we provide. We work closely with the people we support (and/or their families) to obtain it.
  • We can evidence how we have gained consent in the care we provide to each person we support.
  • We ensure our staff routinely ask for people’s consent on a day-to-day basis before giving assistance and seek a response. When people decline, our staff are respectful and return to try this task later where practical.
  • We ensure our care plans clearly detail capacity to make decisions and how this may fluctuate, as well as what support should be provided to help the person make choices and decisions about their care and support.
  • Where needed, we ensure best interest decisions are carried out appropriately with the person, their family/advocates, and a multidisciplinary team (e.g., a group of health care workers who are members of different professions such as psychiatrists, social workers, etc.).
  • To support obtaining people’s consent, we provide information in the most accessible format possible to help them understand their options.
  • Our staff support people to make decisions by using various communication methods (e.g., using prompts such as pictures and large print), as well as support from families and advocates where necessary.
  • We ensure our managers and leaders are capable and confident of the correct legal process to follow if people’s needs change.
  • We keep detailed records of mental capacity assessments and best interest decisions. We also document other less formal discussions around capacity, including daily notes and handovers. We keep records with the care plan.
  • We regularly audit and review consent and associated good and poor practice, with the aim of strengthening processes.
  • We empower our staff to ensure people's liberty is safeguarded. Where deprivation of liberty is needed, our staff seek authorisation and actions are both necessary and proportionate.
  • We ensure our staff receive training about the Mental Capacity Act and safeguards. This is provided at a level appropriate to their role and is regularly refreshed.
  • We use a range of innovative ways to ensure people are involved in decisions about their care so that their human and legal rights are sustained.
  • We invest time in assessing people’s changing capacity, which for some may change on a very regular basis.
  • Where relevant to our service, we use CCTV/surveillance in line with CQC guidance and people’s consent.
  • Where relevant to our service, the people we support who are assessed as lacking capacity to make a particular decision at the time that decision needs to be made, have a clear record of the reasons why they lack capacity and the practicable steps taken to support them. This is in accordance with NICE Quality Standards.
  • Where relevant to our service, the people we support who lack capacity to make a particular decision at the time that decision needs to be made have their wishes, feelings, values and beliefs accounted for in best interest decisions. This is in accordance with NICE Quality Standards.

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